Defect states below the conduction band edge of HfO2 grown on inp by atomic layer deposition

Yu Seon Kang, Dae Kyoung Kim, Hang Kyu Kang, Sangwan Cho, Sungho Choi, Hyoungsub Kim, Jung Hye Seo, Jouhahn Lee, Mann Ho Cho

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8 Citations (Scopus)


The electronic structure and nature of the defect states below the conduction band edge of an HfO2 gate dielectric grown on InP substrate prepared by atomic layer deposition was examined using X-ray photoelectron spectroscopy (XPS), X-ray absorption spectroscopy (XAS), and density functional theory (DFT). When the HfO2 dielectric was deposited on an InP substrate with an abrupt interface, the resulting HfO2 develops a tetragonal (t) structure, which minimizes the interfacial lattice mismatch. The O K-edge absorption features and DFT calculations indicated that additional structural distortion occurred by a q = -2 charged O vacancy (VO-2) in the t-HfO2. The electronic structure and the charge-transition levels of t-HfO2 with VO-2 were assigned based on a second derivative analysis of O K-edge features; 12 distinct pre-edge defect states below the Hf 5d conduction band edge were evident when the degeneracies resulting from Jahn-Teller splitting and crystal field splitting were removed. No changes in the electronic structure near valence band edge by VO-2 were observed in XPS valence spectra. Moreover, O vacancies in t-HfO2 lead to substantial midgap states caused by interstitial elemental In or P in the t-HfO2 due to the enhanced out-diffusion of elemental In or P through O vacancies. We conclude that both the defect states near the CBE and the midgap states could be controlled by the incorporation of nitrogen into the HfO2 using a thermal NH3 treatment.

Original languageEnglish
Pages (from-to)6001-6008
Number of pages8
JournalJournal of Physical Chemistry C
Issue number11
Publication statusPublished - 2015 Mar 19

Bibliographical note

Publisher Copyright:
© 2015 American Chemical Society.

All Science Journal Classification (ASJC) codes

  • Electronic, Optical and Magnetic Materials
  • Energy(all)
  • Physical and Theoretical Chemistry
  • Surfaces, Coatings and Films


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