Evaluating research novelty detection: Counterfactual approaches

In this paper, we explore strategies to evaluate models for the task research paper novelty detection: Given all papers released at a given date, which of the papers discuss new ideas and influence future research? We find the novelty is not a singular concept, and thus inherently lacks of ground truth annotations with cross-annotator agreement, which is a major obstacle in evaluating these models. Test-oftime award is closest to such annotation, which can only be made retrospectively and is extremely scarce. We thus propose to compare and evaluate models using counterfactual simulations. First, we ask models if they can differentiate papers at time t and counterfactual paper from future time t + d. Second, we ask models if they can predict test-of-time award at t + d. These are proxies that can be agreed by human annotators and easily augmented by correlated signals, using which evaluation can be done through four tasks: classification, ranking, correlation and feature selection. We show these proxy evaluation methods complement each other regarding error handling, coverage, interpretability, and scope, and thus altogether contribute to the observation of the relative strength of existing models.